[PDF]2015 mid-year consolidation report - NAPA Netdf2d4c59ccf47b6bc124-2951e9520e07371e6076e0c8af900fc2.r54.cf5.rackcdn.com...
0 downloads
122 Views
268KB Size
2015 MID-YEAR CONSOLIDATION REPORT PROVIDER Pioneer BMO NADART Ascensus NYLife RPS Newport Group Financial Telesis Great-West/Putnam/JP Morgan City National Frank Russell Cetera JP Morgan Large Mkt RK Putnam RK Nuveen Daily Access Munder CPI Ridgeworth NFP ING Tower Square Verisight Walnut Street Securities ASPire
ACTION Merger Selling Sold Selling Sold Sold Sold Rebranded Sold Sold Sold Sold Merged Sold Sold Sold Rebranded Sold Taken Private IPO Sold Sold Sold Raise Capital
Type DCIO RK RK RK RK RK BD RK RK IO BD RK RK IO RK RK RK IO BD RK BD RK BD RK
Dwight Asset Management ExpertPlan Hartford Morgan Keegan Vanguard Columbia Investments E Plan M&I McGladrey Oppenheimer First American Funds Matrix McCready & Keene NextStep/BenefitStreet NRP ABG MidAtlantic Baden (Clark) CPI Hand Benefits Merrill Lynch
Sold Sold Sold Sold Outsourced sold sold sold sold Exited RK Sold Sold sold sold sold sold Sold Sold sold Sold
IO RK RK BD RK IO RK RK RK RK IO OTHER RK RK BD RK RK RK OTHER BD
SUCCESSOR Santander/Warburg/Gen Atl OneAmerica Empower-Retirement John Hancock Verisight and Stone Point LPL Empower-Retirement OneAmerica LSE RCAP Great-West Great-West TIAA-Cref Verisight and Stone Point Victory CUNA Mutual Lightyear & Management Madison Dearborn Public Cetera Stone Point Cetera Financial Technology Ventures Goldman Sachs Ascensus MassMutual Raymond James Ascensus Ameriprise Paychex BMO Verisight Ascensus Nuveen Broadridge OneAmerica Verisight LPL BPA Ascensus CUNA Mutual BPA Bank of America
DATE 2015 2015 2015 2015 2015 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2013 2013 2013 2013 2013 2013 2012 2012 2012 2012 2012 2012 2011 2011 2011 2011 2011 2010 2010 2010 2010 2010 2009 2009 2009 2009 2009
Putnam
sold
RK
Schloss & Co. Symetra (Mutual Fund Product) Wachovia 401(k)Advisors & RPAG CitiStreet First Mercantile Bisys Franklin Templeton Princeton Retirement Group Sentinel Benefits SunLife (MFS) UBOC Ameriprise Baden CCA Ceridian Cynergy Geller & Wind Invesmart MetLife MFS Southeastern Employee Benefits SunGuard (STN) The 401kCompany US Bank ABN AMRO American Express Amvescap AXA Advisors CitiStreet
sold Sold Sold sold Sold sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Partnered Sold Sold Sold Sold/Renamed Sold Outsourced Sold (403(b) Business)
RK RK RK BD RK RK
Federated Investors Fifth Third Bank JP Morgan Mellon Metavante (M&I) MetLife Sunguard Travelers Union Central AG Edwards American Express BancOne Bank of NY CNA Trust Comerica
Outsourced Outsourced Outsourced Sold Sold Outsourced 403(b) Sold Sold Merged Sold Outsourced Sold Sold Sold Outsourced
Power Financial (GreatWest) Sentinal (Focus Finncial) Ascensus Wells Fargo NFP ING MassMutual JC Flowers/Crump Great West Hartford Focus Financial Hartford Prudential Wachovia Clark Consulting JP Morgan Newport Group JP Morgan Focus Financial Standard Great West SunLife Paychex Fidelity (IWS) Schwab Great West Principal IPO/Ameriprise Merrill Lynch BFDS/DST Met Life
2009
Fascore Fascore Fascore ACS Great West CitiStreet Private Equity Group Met Life Ameritas/Unifi CPI Great West JP Morgan Wachovia Union Bank of California Wachovia
2005 2005 2005 2005 2005 2005 2005 2005 2005 2004 2004 2004 2004 2004 2004
2009 2009 2009 2008 2008 2008 2007 2007 2007 2007 2007 2007 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2005 2005 2005 2005 2005
GoldK Harris Bank John Hancock Putnam Southtrust Strong 401k Company American Century Cigna Delaware Emjay/Wells Fargo Enterprise/MONY Federated Insurance Fleet GE mPower Northern Trust Pan American PFPC Pioneer Putnam Safeco Scudder UMB US Bank Administrative Management Group American Skandia Bank of NY CBIZ Emplanet Guardian Key Bank Merchantile Bank MetLife National City Bank Nippon Life Persumma Provident Mutual State Street Research SunTrust Trustar Allmerica Emjay Fleet John Hancock
Sold Sold Sold Carve out Sold Sold Exited small market Sold Sold Outsourced Sold Sold Sold Sold Outsourced Sold Sold Sold Sold Exited Outsourced Sold Sold Sold Outsourced Sold Exited Outsourced Outsourced Exited Exited Sold Outsourced Merged Outsourced Exited Merged Sold Exited Outsourced Exited Sold Sold Outsourced Sold Retirement Business
LBMC Wells Fargo Manulife Mercer HR Wachovia Wells Fargo
2004 2004 2004 2004 2004 2004 2003
JP Morgan Prudential Bisys Great West AXA Great West Bank of America Bisys Morningstar Hewitt Securian Wachovia
2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2002
Expert Plan Symetra ADP M&I Bisys Lincoln Financial
PFPC Bisys
Principal Bisys Gen Am & New England Hewitt MassMutual Nationwide Nationwide Securian Wells Fargo INVESCO UPI
2002 2002 2002 2002 2002 2002 2002 2002 2002 2002 2002 2002 2002 2002 2002 2001 2001 2001 2001
LaSalle Bank MetLife Morgan Stanley PaineWebber Reliastar Teamvest Unifi (PWC) UPI Wachovia
Outsourced Sold large plans Outsourced Outsourced Sold Sold Sold Sold Outsourced large plans
Chicago Title & Trust Hewitt ADP/Fidelity MFS Aetna Newport Group Mellon HR Bisys Invesco
2001 2001 2001 2001 2001 2001 2001 2001 2001
Wachovia American Century
Sold Outousced/Exited Small Market
First Union ADP
2001 2000
Bank of America Huntington Bank Merrill Lynch Prudential
Outsourced Exited Sold <$3mm Outsourced <$3mm Outsourced small plans
ADP/Aegon Bisys Bisys
2000 2000 2000 2000
Trustar
2000
Outsourced Merged
Fidelity CitiStreet
1999 1999
Merged Sold Sold Sold
CitiStreet PNC Bank ING Aegon
1999
T Rowe Price Chase Manhattan Bank CitiBank (Copeland/Smith Barney) State Street PFPC Aetna Transamerica